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ProSystem fx Engagement

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ProSystem fx® Engagement streamlines your processes at all stages of plan administration with integrated workflow features for administration tracking, reporting, review and sign-off, and archiving.

DOL issues proposed regs and class PTE on provision of investment advice for self-directed plans and IRAs

The Department of Labor (DOL) has issued proposed regulations and a proposed class prohibited transaction exemption (PTE) on the provision of investment advice to participants in self-directed plans and IRAs. For more information, please see ¶85N, ¶20,537P and ¶16,713.

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